ALPHA PLANNING AND FINANCIAL SERVICES, INC.

RIASEC RegisteredEst. 2026

Total AUM

$113M

Discretionary

$113M

100% of AUM

Avg account

$195K

Accounts

578

Employees

Advisory reps

Firm details

Headquarters: SOLON, Ohio
CRD number: 130842
Registered since: January 15, 2026
Website: alphaplanners.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals52.47%
HNWI46.68%
Pension & Profit Sharing Plans0.85%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Alpha Planning And Financial Services, Inc. is an independent registered investment adviser organized as a corporation under individual ownership. The firm is SEC-registered (2026) and identifies as a capital allocator that serves both individual and family clients as well as institutional accounts. Its advisory scope includes comprehensive financial planning, portfolio management for individuals and small businesses, and the selection of external managers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm does not position itself as an active ESG investor and is not registered as a multi-state adviser.