MCALISTER, SWEET & ASSOCIATES, INC.

RIASEC RegisteredEst. 2017
Total AUM
$224M
Discretionary
$224M
100% of AUM
Avg account
$609K
Accounts
368
Employees
4
Advisory reps
3

Firm details

Headquarters
HOUSTON, Texas
CRD number
290626
Registered since
November 27, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI81.29%
  • Individuals18.71%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mcalister, Sweet & Associates, Inc. is a fee-based registered investment adviser focused on portfolio management for individuals, small businesses and institutional clients. Founded as an individually owned corporation and registered in 2017, the firm runs a largely equity-oriented strategy with a clear preference for exchange-traded products as core holdings. Advisory services are delivered on a percentage-of-AUM fee model and the firm does not market itself as an active ESG investor. Portfolio construction favors broad-market ETF exposure complemented by select individual equities, with third-party allocations to alternative managers for diversification and return enhancement.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Cash & Cash Equivalents 16%, Investment Grade Corp Bonds 15%, US Government Bonds 5%, State & Local Bonds 1%65%
  • Exchange Traded Equities65%
  • Cash & Cash Equivalents16%
  • Investment Grade Corp Bonds15%
  • US Government Bonds5%
  • State & Local Bonds1%

Contacts

3 of 3
  • JOHN MCALISTER

    Co-FounderCRD 3277255

  • MICHAEL SWEET

    Co-FounderCRD 4120607

  • Shelbie Benitez

    Financial AssociateCRD 7519932

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 20

Active vs passive

$138M in ETFs

Passive

81%

$112M

Active

19%

$26.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$48M73,83434.70%

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
19500 State Highway 249
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth