A3 Capital Advisors

RIASEC RegisteredEst. 2025

Total AUM

$237M

Discretionary

$225M

95% of AUM

Avg account

$3.8M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Houston, Texas
CRD number: 338956
Registered since: November 19, 2025
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI94.93%
Corporations / Businesses5.07%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

A3 Capital Advisors is an independent, LLC-structured registered investment adviser that serves both individuals/families and institutional clients. The firm is SEC-registered (2025) and is owned by an individual principal. Its advisory work centers on portfolio management for individuals and small businesses. Fee arrangements are flexible and include asset-based fees, fixed fees, and performance-based components. The firm does not describe itself as an active ESG investor, does not operate as a multi-state adviser, and is not identified as a capital allocator or pension consultant.