STEGENT EQUITY ADVISORS INC.

RIASEC RegisteredEst. 2005
Total AUM
$244M
Discretionary
$242M
99% of AUM
Avg account
$646K
Accounts
377
Employees
3
Advisory reps
2

Firm details

Headquarters
HOUSTON, Texas
CRD number
114518
Registered since
February 17, 2005
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI93.06%
  • Individuals5.43%
  • Charitable Organizations1.22%
  • Pension & Profit Sharing Plans0.29%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Stegent Equity Advisors Inc. is an independent, SEC-registered registered investment adviser that has been operating since 2005 and is owned by an individual. The firm focuses on serving individual and family clients, charging fees as a percentage of assets under management. Core services center on financial planning and portfolio management tailored to individuals and small businesses; the firm's background and listed business activity include accounting services. Investment positioning leans toward public equities, with a stated preference for exchange-traded equities. The firm does not identify as an active ESG investor and is not structured as a capital allocator. Stegent Equity Advisors received recognition from FA Magazine in 2020 as one of its Top RIA Firms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Public Funds/Mutual Funds 41%, Cash & Cash Equivalents 3%, State & Local Bonds 1%55%
  • Exchange Traded Equities55%
  • Public Funds/Mutual Funds41%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%

Contacts

2 of 2
  • LOYD STEGENT

    Founder and PresidentCRD 2716652

  • Audrey Petrash

    Financial Planning AssociateCRD 7773552

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 62

Active vs passive

$102M in ETFs

Passive

67%

$68M

Active

20%

$34.2M

ETFProviderStyleCategoryValueShares% of portfolio
US GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF (GOAU)PassiveEquity Precious Metals$5.8M129,8075.63%

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
24 Greenway Plz
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth