Focus Wealth Advisors, LLC

RIASEC Registered

Total AUM

$248M

Discretionary

$244M

98% of AUM

Avg account

$645K

Accounts

384

Employees

1

Advisory reps

2

Firm details

Headquarters: Houston, Texas
CRD number: 165425
Registered since: January 2, 2013
Website: focus-wa.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI77%
Individuals18.37%
Corporations / Businesses4.63%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Focus Wealth Advisors, LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2013. The firm serves primarily individual and family clients and charges fees based on a percentage of assets under management. Its advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting services. The firm reports an equity-oriented investment preference and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities62%
Public Funds/Mutual Funds19%
Cash & Cash Equivalents14%
State & Local Bonds5%

Contacts

2 of 2

Mark Frugoni
FounderCRD 2219734
Annelyse Frugoni
PrincipalCRD 6912670

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 51

Active vs passive

$203M in ETFs

Passive

76%

$154M

Active

23%

$48.5M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
FT VEST US EQUITY BUFFER ETF - MAY (FMAY)		Active	Options Trading	$27.4M	478,282	13.53%

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Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area: Houston-The Woodlands, TX
Region: South
County: Harris
Address: 2200 Post Oak Blvd
Time zone: CT (UTC-6)
Office locations

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