Focus Wealth Advisors, LLC

RIASEC RegisteredEst. 2013

Total AUM

$248M

Discretionary

$244M

98% of AUM

Avg account

$645K

Accounts

384

Employees

1

Advisory reps

2

Firm details

Headquarters: Houston, Texas
CRD number: 165425
Registered since: January 2, 2013
Website: focus-wa.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI77%
Individuals18.37%
Corporations / Businesses4.63%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Focus Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since 2013. The firm is owner-operated and focuses on individual and family clients, charging fees as a percentage of assets under management. Core services listed include comprehensive financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not identify as an active ESG investor and is not positioned as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities62%
Public Funds/Mutual Funds19%
Cash & Cash Equivalents14%
State & Local Bonds5%

Contacts

2 of 2

Annelyse Frugoni
PrincipalCRD 6912670
Mark Frugoni
FounderCRD 2219734

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 51

Active vs passive

$209M in ETFs

Passive

77%

$161M

Active

23%

$48.1M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
FT VEST US EQUITY BUFFER ETF - MAY (FMAY)		Active	Options Trading	$27.5M	488,824	13.13%

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Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area: Houston-The Woodlands, TX
Region: South
County: Harris
Address: 2200 Post Oak Blvd
Time zone: CT (UTC-6)
Office locations

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