Focus Wealth Advisors, LLC
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 165425
- Registered since
- January 2, 2013
- Website
- focus-wa.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI77%
- Individuals18.37%
- Corporations / Businesses4.63%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Focus Wealth Advisors, LLC is an independent RIA formed in 2013 and structured as an LLC with individual ownership. The firm serves individual and family clients on a fee‑based model (percentage of AUM) and provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. It is not positioned as a capital allocator or pension consultant in the sense of running collective funds; instead its advisory activity focuses on bespoke client relationships and discretionary portfolio management.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Public Funds/Mutual Funds19%
- Cash & Cash Equivalents14%
- State & Local Bonds5%
Contacts
2 of 2Annelyse Frugoni
PrincipalCRD 6912670
Mark Frugoni
FounderCRD 2219734
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$209M in ETFs
77%
$161M
23%
$48.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FT VEST US EQUITY BUFFER ETF - MAY (FMAY) | Active | Options Trading | $27.5M | 488,824 | 13.13% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 2200 Post Oak Blvd
- Time zone
- CT (UTC-6)
- Office locations
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