EMC Capital Management, LLC

RIASEC RegisteredEst. 2022
Total AUM
$219M
Discretionary
$219M
100% of AUM
Avg account
$12.2M
Accounts
18
Employees
1
Advisory reps
4

Firm details

Headquarters
Houston, Texas
CRD number
167761
Registered since
May 23, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI67.11%
  • Pooled Investment Vehicles32.89%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

EMC Capital Management, LLC is a privately owned limited liability company that operates as a hedge fund and registered investment adviser (SEC registration in 2022). The firm serves both individual/family and institutional clients and provides portfolio management across individual accounts, pooled investment vehicles, and business or institutional mandates. Its advisory services also include pension consulting and selection of other advisers. EMC deploys multiple fee arrangements — percentage of assets under management, fixed fees, and performance-based fees — consistent with a hedge fund structure. The firm is not identified as an active ESG investor and reports industry roles that include acting as sponsor, general partner, or managing member for pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

3 of 4
  • Rasool Shaik

    Rasool Shaik

    Founder & Managing PrincipalCRD 5560620

  • Manish Jain

    Manish Jain

    FounderCRD 6190074

  • Swatantra Jain

    FounderCRD 6190014

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 13

Active vs passive

$166M in ETFs

Passive

100%

$165M

Active

<1%

$662K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$57.2M83,22334.57%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
6363 Woodway Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth