MBE WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2017
Total AUM
$977M
Discretionary
$750M
77% of AUM
Avg account
$181K
Accounts
5,412
Employees
18
Advisory reps
12

Firm details

Headquarters
TOMAH, Wisconsin
CRD number
165516
Registered since
July 7, 2017
Custodians
CHARLES SCHWAB & CO., INC., EMPOWER TRUST COMPANY, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI40.06%
  • Individuals36.33%
  • Pension & Profit Sharing Plans23.26%
  • Charitable Organizations0.35%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

MBE Wealth Management, LLC is an independent registered investment adviser that entered SEC registration in 2017 and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services as reported. The firm charges fees based on a percentage of assets under management and also offers hourly and fixed-fee arrangements. MBE reports being an active ESG investor, which indicates ESG considerations are integrated into manager selection or portfolio construction.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Exchange Traded Equities 38%, Cash & Cash Equivalents 3%59%
  • Public Funds/Mutual Funds59%
  • Exchange Traded Equities38%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • JOSEPH BERRY

    CEOCRD 3051227

Contacts

3 of 11
  • Calvin Peterson

    Associate Financial AdvisorCRD 7993379

  • JACOB KRUEGER

    ​Partner, Financial PlannerCRD 5493816

  • CHADWICK GAFFNEY

    Financial AdvisorCRD 6955866

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 101

Active vs passive

$244M in ETFs

Passive

71%

$174M

Active

26%

$70.1M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$28.3M49,01511.58%

Location

Primary office

TOMAH, WI

MONROE

Location

TOMAH, WI

Headquartered in TOMAH, WI, in the Midwest of the United States.

Region
Midwest
County
MONROE
Address
200 W Warren St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth