MBE Wealth Management, LLC

RIASEC Registered
Total AUM
$977M
Discretionary
$750M
77% of AUM
Avg account
$181K
Accounts
5,412
Employees
18
Advisory reps
13

Firm details

Headquarters
Tomah, Wisconsin
CRD number
165516
Registered since
July 7, 2017
Custodians
CHARLES SCHWAB & CO., INC., EMPOWER TRUST COMPANY, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI40.06%
  • Individuals36.33%
  • Pension & Profit Sharing Plans23.26%
  • Charitable Organizations0.35%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

MBE Wealth Management, LLC is an independent registered investment adviser that provides financial planning and portfolio management for individuals, families and small businesses, and also offers pension consulting and manager selection services. The firm is SEC registered (registration established in 2017) and positions itself as a capital allocator that blends discretionary portfolio management with fee arrangements that include a percentage of AUM, hourly charges and fixed fees. MBE signals an ESG orientation in its investment approach and lists an accountant among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Exchange Traded Equities 38%, Cash & Cash Equivalents 3%59%
  • Public Funds/Mutual Funds59%
  • Exchange Traded Equities38%
  • Cash & Cash Equivalents3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 137

Active vs passive

$293M in ETFs

Passive

68%

$198M

Active

27%

$94.5M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$34.5M46,65711.80%

Location

Primary office

Tomah, WI

Monroe

Location

Tomah, WI

Headquartered in Tomah, WI, in the Midwest of the United States.

Region
Midwest
County
Monroe
Address
200 W Warren St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth