ROSEMEYER MANAGEMENT GROUP

RIASEC RegisteredEst. 2020
Total AUM
$914M
Discretionary
$874M
96% of AUM
Avg account
$781K
Accounts
1,170
Employees
23
Advisory reps
11

Firm details

Headquarters
Platteville, Wisconsin
CRD number
310363
Registered since
November 12, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI62.16%
  • Individuals32.08%
  • Corporations / Businesses2.34%
  • Pension & Profit Sharing Plans2.05%
  • Charitable Organizations1.37%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Rosemeyer Management Group is an independent, SEC-registered RIA organized as an LLC and owned by an individual principal. The firm serves both individual/family and institutional clients, delivering financial planning and discretionary portfolio management for individuals, small businesses and institutions, along with pension consulting services. Its billing mixes percentage-of-AUM fees and fixed-fee arrangements. Rosemeyer does not position itself as an ESG-focused allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Exchange Traded Equities 4%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, Non-Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%91%
  • Public Funds/Mutual Funds91%
  • Exchange Traded Equities4%
  • Investment Grade Corp Bonds2%
  • US Government Bonds1%
  • Non-Investment Grade Corp Bonds1%

Owners & executives

3 of 4
  • KALEY BOCKHOP

    Partner and Chief Financial OfficerCRD 7179153

  • REGAN SHIPP

    Partner and Chief Operating OfficerCRD 7006095

  • JACOB ROSEMEYER

    Partner and Chief Executive OfficerCRD 6821451

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Contacts

3 of 7
  • Frank Ortiz

    Financial Advisor, AssociateCRD 8206156

  • Haley Herr

    Financial Advisor, AssociateCRD 7455463

  • JOSEPH SCHULTZ

    Investment AdvisorCRD 7307011

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 144

Active vs passive

$869M in ETFs

Passive

100%

$867M

Active

<1%

$1.7M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP GROWTH ETF (SCHG)SchwabPassiveLarge Growth$185M5,413,82621.27%

Location

Primary office

Platteville, WI

GRANT

Location

Platteville, WI

Headquartered in Platteville, WI, in the Midwest of the United States.

Region
Midwest
County
GRANT
Address
1290 E Mineral St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth