Spectrum Investment Advisors, Inc.
Firm details
- Headquarters
- Mequon, Wisconsin
- CRD number
- 108669
- Registered since
- November 9, 1999
- Website
- www.spectruminvestor.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Pension & Profit Sharing Plans53.33%
- HNWI37.99%
- Individuals7.52%
- Corporations / Businesses1.15%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Spectrum Investment Advisors, Inc. is an independent, individually owned registered investment adviser; it has been SEC-registered since 1999. The firm serves both individuals/families and institutional clients and describes itself as a capital allocator that works through a mix of percentage-of-AUM, hourly, fixed-fee and other billing arrangements. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of third‑party advisers. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Private Funds3%
- Cash & Cash Equivalents3%
- Exchange Traded Equities2%
- US Government Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$220M in ETFs
38%
$83.3M
56%
$137M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $31.8M | 606,773 | 14.41% |
Location
Mequon, WI
Ozaukee
Location
Mequon, WI
Headquartered in Mequon, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Ozaukee
- Address
- 6329 W Mequon Rd
- Time zone
- CT (UTC-6)
- Office locations
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