Richmond Investment Services LLC

RIASEC RegisteredEst. 2024
Total AUM
$453M
Discretionary
$453M
100% of AUM
Avg account
$315K
Accounts
1,438
Employees
14
Advisory reps
14

Firm details

Headquarters
Mequon, Wisconsin
CRD number
327451
Registered since
March 7, 2024
Website
www.richmondis.com
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI74.5%
  • Individuals23.84%
  • Charitable Organizations0.95%
  • Pension & Profit Sharing Plans0.66%
  • Corporations / Businesses0.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Richmond Investment Services LLC is an independent Registered Investment Adviser organized as an LLC that serves both individual and institutional clients. The firm offers financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Its billing mix includes percentage-of-AUM fees alongside hourly and fixed-fee engagements. Richmond does not identify as an active ESG investor and reports ownership by an individual rather than a corporate parent.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 7%, Non-Investment Grade Corp Bonds 6%, Cash & Cash Equivalents 3%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities7%
  • Non-Investment Grade Corp Bonds6%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Contacts

3 of 14
  • Matthew Richmond

    Matthew Richmond

    Financial AdvisorCRD 2729015

  • Christopher Becker

    Christopher Becker

    Financial AdvisorCRD 6769200

  • Courtney Krogstad

    Courtney Krogstad

    Financial AdvisorCRD 6030675

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 250

Active vs passive

$727M in ETFs

Passive

64%

$462M

Active

24%

$264M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL TOP 200 ETF (IWL)BlackRockPassiveLarge Blend$65.8M409,8929.05%
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Location

Primary office

Mequon, WI

Ozaukee

Location

Mequon, WI

Headquartered in Mequon, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Ozaukee
Address
7702 W Mequon Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth