RICHMOND INVESTMENT SERVICES LLC
Firm details
- Headquarters
- MEQUON, Wisconsin
- CRD number
- 327451
- Registered since
- March 7, 2024
- Website
- www.richmondis.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI74.5%
- Individuals23.84%
- Charitable Organizations0.95%
- Pension & Profit Sharing Plans0.66%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Richmond Investment Services LLC is an independent, owner-operated registered investment adviser that began SEC registration in 2024 and is organized as an LLC. The firm serves both individual/family clients and institutional clients, offering financial planning, discretionary portfolio management for individuals, small businesses and institutions, and pension consulting. Its fee arrangements include asset-based fees, hourly consulting charges, and fixed fees. Richmond does not identify as a capital allocator or an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities7%
- Non-Investment Grade Corp Bonds6%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Contacts
3 of 14MATTHEW RICHMOND
Financial AdvisorCRD 2729015
Christopher Becker
Financial AdvisorCRD 6769200
Courtney Krogstad
Financial AdvisorCRD 6030675
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 250Active vs passive
$727M in ETFs
64%
$462M
24%
$264M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL TOP 200 ETF (IWL) | BlackRock | Passive | Large Blend | $65.8M | 409,892 | 9.05% |
Location
MEQUON, WI
OZAUKEE
Location
MEQUON, WI
Headquartered in MEQUON, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- OZAUKEE
- Address
- 7702 W Mequon Rd
- Time zone
- CT (UTC-6)
- Office locations
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