Mason & Associates, Inc.
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 141303
- Registered since
- August 3, 2006
- Website
- www.masonlifeplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI68.46%
- Individuals15.35%
- Pension & Profit Sharing Plans9.71%
- Charitable Organizations3.25%
- Corporations / Businesses3.23%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Mason & Associates, Inc. is an independent registered investment adviser that has operated since 2006 and serves both individual/family and institutional clients. The firm acts as a capital allocator and provides fee-based financial planning, portfolio management for individuals and small businesses, and adviser selection services. Its billing model includes a percentage-of-AUM component as well as hourly and fixed-fee arrangements. Mason & Associates identifies as an active ESG investor and maintains a domestic ownership structure.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Public Funds/Mutual Funds24%
- Investment Grade Corp Bonds10%
- Non-Exchange Traded Equities3%
- Cash & Cash Equivalents2%
Contacts
3 of 9
Sun Shim
Vice President, Financial PlannerCRD 2873133
Mitchell Crocker
Investment Planning SpecialistCRD 7739072
Liliana Verduzco
Operations ManagerCRD 6193608
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 103Active vs passive
$502M in ETFs
69%
$347M
31%
$155M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 ETF (IWB) | BlackRock | Passive | Large Blend | $68M | 166,139 | 13.56% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 7474 N Figueroa St
- Time zone
- PT (UTC-8)
- Office locations
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