OLD WEST INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2008

Total AUM

$916M

Discretionary

$903M

99% of AUM

Avg account

$1.1M

Accounts

847

Employees

8

Advisory reps

5

Firm details

Headquarters: Los Angeles, California
CRD number: 148343
Registered since: October 15, 2008
Website: www.oldwestim.com
Custodians: CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Pooled Investment Vehicles55.81%
HNWI36.07%
State / Municipal Government2.96%
Corporations / Businesses2.67%
Individuals1.25%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Old West Investment Management, LLC is a privately owned investment adviser organized as an LLC and operating as a hedge fund manager and portfolio manager for individuals, pooled vehicles and institutional clients. The firm charges asset-based fees alongside performance-linked fees and other fee arrangements typical for managers that run private funds. Old West acts in sponsor/GP and managing-member roles for pooled investment vehicles and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities86%
Public Funds/Mutual Funds11%
Cash & Cash Equivalents3%

Owners & executives

3 of 3

SHEILA CU
Chief Operating OfficerCRD 4147439
BRIAN LAKS
Co-Chief Investment Officer, PartnerCRD 7088999
CHAD COOK
Partner, CFO, CCO & Head of Portfolio OperationsCRD 5073138

Contacts

2 of 2

JOSEPH BOSKOVICH
OwnerCRD 4672909
JOSEPH BOSKOVICH
Co-Founder and PartnerCRD 4445041

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$430K in ETFs

Passive

100%

$430K

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR GOLD TRUST (GLD)	State Street	Passive	Commodities Focused	$430K	1,000	100.00%

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: LOS ANGELES
Address: 601 S Figueroa St
Time zone: PT (UTC-8)
Office locations

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