Old West Investment Management, LLC

RIASEC RegisteredEst. 2008

Total AUM

$916M

Discretionary

$903M

99% of AUM

Avg account

$1.1M

Accounts

847

Employees

8

Advisory reps

5

Firm details

Headquarters: Los Angeles, California
CRD number: 148343
Registered since: October 15, 2008
Website: www.oldwestim.com
Custodians: CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Pooled Investment Vehicles55.81%
HNWI36.07%
State / Municipal Government2.96%
Corporations / Businesses2.67%
Individuals1.25%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Old West Investment Management, LLC is a privately owned investment advisory and hedge fund manager that has been SEC-registered since 2008. The firm serves both high-net-worth individuals and institutional clients and provides portfolio management across separate accounts and pooled vehicles. It acts as a sponsor and general partner for pooled investment vehicles and charges a mix of percentage-of-AUM and performance-based fees consistent with its hedge fund activities. Old West does not self-identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities86%
Public Funds/Mutual Funds11%
Cash & Cash Equivalents3%

Owners & executives

3 of 3

Sheila Cu
Chief Operating OfficerCRD 4147439
Brian Laks
Co-Chief Investment Officer, PartnerCRD 7088999
Chad Cook
Partner, CFO, CCO & Head of Portfolio OperationsCRD 5073138

Contacts

2 of 2

Joseph Boskovich
OwnerCRD 4672909
Joseph Boskovich
Co-Founder and PartnerCRD 4445041

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$368K in ETFs

Passive

100%

$368K

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR GOLD TRUST (GLD)	State Street	Passive	Commodities Focused	$368K	1,000	100.00%

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Los Angeles
Address: 601 S Figueroa St
Time zone: PT (UTC-8)
Office locations

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