BLUE ZONE WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2019
Total AUM
$770M
Discretionary
$770M
100% of AUM
Avg account
$1.3M
Accounts
574
Employees
7
Advisory reps
7

Firm details

Headquarters
Los Angeles, California
CRD number
305943
Registered since
October 28, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI96.61%
  • Individuals3.39%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Blue Zone Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm describes itself as a capital allocator serving individual and family clients, charging either a percentage of assets under management or fixed fees. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of third-party advisers. Blue Zone reports an industry affiliation with an insurance company and does not position itself as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, Non-Exchange Traded Equities 8%, Investment Grade Corp Bonds 5%, US Government Bonds 4%, Non-Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 3%, State & Local Bonds 2%71%
  • Exchange Traded Equities71%
  • Non-Exchange Traded Equities8%
  • Investment Grade Corp Bonds5%
  • US Government Bonds4%
  • Non-Investment Grade Corp Bonds3%

Owners & executives

2 of 2
  • BRYAN LEE

    Chief Investment OfficerCRD 6104937

  • JUDITH LU

    CEO and Co-FounderCRD 4580401

Contacts

3 of 5
  • Jay Sanders

    Investment Adviser RepresentativeCRD 7833247

  • Anderson Lafontant

    Managing DirectorCRD 6562700

  • JOSHUA SAILAR

    PartnerCRD 5995365

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 62

Active vs passive

$111M in ETFs

Passive

95%

$105M

Active

4%

$6M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$33.8M58,57030.36%

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
11812 San Vicente Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth