Marks Baughan Securities LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Conshohocken, Pennsylvania
CRD number
132652
Registered since
February 25, 2005

Firm profile

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Overview

Marks Baughan Securities LLC is organized as a limited liability company and is classified in public records as an investment bank. The firm registered with the SEC in 2005 and is held by an individual owner. Public-facing fields indicate it does not act as a capital allocator and is not identified as an active ESG investor. Fields for specific business and advisory activities, client types, and fee arrangements are not provided in the source data. The record also indicates the firm is not registered as a multi-state adviser, is not a pension consultant, and is not listed as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • William Takeuchi

    William Takeuchi

    Chief Operating OfficerCRD 2931748

Contacts

3 of 14
  • Christopher Rose

    Christopher Rose

    Managing DirectorCRD 5131028

  • Jake Tavroff

    Jake Tavroff

    Investment Banking AnalystCRD 8154915

  • William Gatti

    William Gatti

    Investment Banking AnalystCRD 7808103

Unlock 11 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Conshohocken, PA

Montgomery

Location

Conshohocken, PA

Headquartered in Conshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
161 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth