MARKS BAUGHAN SECURITIES LLC

Overview

Marks Baughan Securities LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm is SEC-registered (initial registration recorded in 2005) and is owned by an individual owner rather than a corporate parent. FINTRX does not list any advisory business lines, fee schedules, or client segments for the firm, and it is not identified as a capital allocator. The dataset flags several negative attributes: the firm is not described as an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. The absence of disclosed advisory activities and client information in the record suggests the firm’s public profile in advisory or asset-management roles is limited.

Assets & Accounts

Location & Offices