3ico Securities LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Conshohocken, Pennsylvania
CRD number
173648
Registered since
March 28, 2016

Firm profile

FINTRX

Overview

3ico Securities LLC is a limited liability company that has been SEC-registered since 2016. The firm is classified as a placement agent rather than a capital allocator, which indicates its primary role is intermediary activity—facilitating introductions or placements between issuers or fund managers and investors—rather than running discretionary portfolios or managing client capital. Ownership is identified as a mix of a domestic entity and an individual. The firm does not self-identify as an active ESG investor, is not a multi-state adviser, and is not flagged as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Aaron Kless

    Aaron Kless

    Chief Executive Officer & Chief Investment OfficerCRD 4852975

  • Donna Rittershausen

    Donna Rittershausen

    Chief Compliance OfficerCRD 1480201

  • Justin Dausch

    Justin Dausch

    Chief Compliance OfficerCRD 6919209

Contacts

3 of 10
  • William Kahoe

    Registered RepresentativeCRD 7220697

  • Joseph Martell

    Joseph Martell

    Vice PresidentCRD 4110909

  • Jessica Kriewald

    Jessica Kriewald

    FinOpCRD 7052634

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Conshohocken, PA

Montgomery

Location

Conshohocken, PA

Headquartered in Conshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
101 W Elm St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

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