DSP Securities, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Conshohocken, Pennsylvania
CRD number
298048
Registered since
April 26, 2019

Firm profile

FINTRX

Overview

DSP Securities, LLC is organized as a limited liability company and is registered with the SEC since 2019. FINTRX classifies the firm as an investment bank rather than as a traditional registered investment adviser or wealth manager. Ownership is listed as a combination of a domestic entity and an individual. Available disclosures indicate the firm does not operate as a capital allocator and is not flagged as an active ESG investor. It is not identified as a multi-state adviser, a pension consultant, or a related adviser. The record does not include customary adviser-level detail such as client segments served, advisory services offered, or fee arrangements.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • William Filip

    William Filip

    Founder and Managing DirectorCRD 2660061

  • Steven Higgins

    Managing DirectorCRD 2037429

  • Mario Leone

    Mario Leone

    AnalystCRD 6959790

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Conshohocken, PA

Montgomery

Location

Conshohocken, PA

Headquartered in Conshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
161 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth