DSP SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
CONSHOHOCKEN, Pennsylvania
CRD number
298048
Registered since
April 26, 2019

Firm profile

FINTRX

Overview

DSP Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm registered with the SEC in 2019. Ownership is listed as a combination of a domestic entity and an individual. FINTRX flags DSP Securities, LLC as not functioning as a capital allocator and indicates it is not an active ESG investor. The profile also notes the firm is not registered as a multi-state adviser, is not marked as a newly formed adviser, and does not act as a pension consultant or related adviser. FINTRX does not provide detail on the firm’s business lines or advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • WILLIAM FILIP

    Founder and Managing DirectorCRD 2660061

  • Steven Higgins

    Managing DirectorCRD 2037429

  • MARIO LEONE

    AnalystCRD 6959790

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CONSHOHOCKEN, PA

MONTGOMERY

Location

CONSHOHOCKEN, PA

Headquartered in CONSHOHOCKEN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
161 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth