DSP Securities, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Conshohocken, Pennsylvania
CRD number
298048
Registered since
April 26, 2019

Firm profile

FINTRX

Overview

DSP Securities, LLC is organized as a limited liability company and is classified in the data set as an investment bank. The firm appears on SEC records with a registration year of 2019 and is owned by a domestic entity/individual structure. The profile identifies DSP Securities as not acting as a capital allocator and not operating as an active ESG investor. It is also not listed as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser under the dataset flags. The source does not provide line-item descriptions of the firm’s client segments, fee schedules, specific business lines, or detailed advisory activities. The available attributes suggest the firm’s regulatory and business posture is centered on capital markets or broker/dealer-style activities rather than on running discretionary client portfolios.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • William Filip

    William Filip

    Founder and Managing DirectorCRD 2660061

  • Steven Higgins

    Managing DirectorCRD 2037429

  • Cory Miller

    Cory Miller

    AnalystCRD 8281829

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Conshohocken, PA

Montgomery

Location

Conshohocken, PA

Headquartered in Conshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
161 Washington St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth