Mark Gillam Enterprises

RIASEC RegisteredEst. 2001

Total AUM

$210M

Discretionary

$7.6M

4% of AUM

Avg account

$385K

Accounts

546

Employees

Advisory reps

Firm details

Headquarters: Fair Oaks, California
CRD number: 108632
Registered since: March 8, 2001
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI84.25%
Individuals9.12%
Charitable Organizations4.34%
Pension & Profit Sharing Plans2.29%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mark Gillam Enterprises is an independent registered investment adviser organized as a corporation and SEC-registered since 2001. The firm acts as a capital allocator and provides financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its client mix includes individual and family clients as well as some institutional relationships. Compensation methods are varied and include a percentage of assets under management, hourly and fixed fees, commissions, and other arrangements. The firm does not describe itself as an active ESG investor and does not operate as a multi-state adviser or pension consultant.