BELLWETHER CAPITAL MANAGEMENT LLC

RIASEC Registered
Total AUM
$36.4M
Discretionary
$31.4M
86% of AUM
Avg account
$1M
Accounts
36
Employees
1
Advisory reps
2

Firm details

Headquarters
FAIR OAKS, California
CRD number
153633
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI96.15%
  • Individuals3.85%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Bellwether Capital Management LLC is an independent, individually owned registered investment adviser operating as an LLC that serves individuals and families, including small-business owners. The firm offers financial planning and discretionary portfolio management for retail clients and bills primarily as a percentage of assets under management, with the option of hourly charges for certain services. Bellwether does not present itself as a capital allocator or pension consultant, and it is not listed as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 14%, Derivatives 1%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents14%
  • Derivatives1%

Contacts

2 of 2
  • VICTOR LAI

    Managing DirectorCRD 4957653

  • CHARLES TRACY

    DirectorCRD 5672469

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

FAIR OAKS, CA

SACRAMENTO

Location

FAIR OAKS, CA

Headquartered in FAIR OAKS, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
SACRAMENTO
Address
7840 Madison Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth