Margo Park Financial

RIASEC Registered

Total AUM

$36.3M

Discretionary

$32.7M

90% of AUM

Avg account

$133K

Accounts

273

Employees

Advisory reps

Firm details

Headquarters: San Diego, California
CRD number: 169375
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI65.37%
Individuals34.63%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Margo Park Financial is an LLC that serves individual and family clients with portfolio management and insurance brokerage services. The firm combines advisory work for individuals and small businesses with insurance distribution, which helps explain its use of annuity products alongside investment management. Its fee model blends asset-based fees with fixed fees. Ownership is held by an individual; the adviser is not positioned as a capital allocator or a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities98%
Cash & Cash Equivalents2%

Contacts

3 of 3

Jason Park
Registered Principal and Investment Advisor RepresentativeCRD 4685409
James Ault
Sales ManagerCRD 7893852
Amanda Finehout
Investment Adviser RepresentativeCRD 7618291