ALCOSTA CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2021
Total AUM
$210M
Discretionary
$210M
100% of AUM
Avg account
$1.7M
Accounts
121
Employees
2
Advisory reps
1

Firm details

Headquarters
SAN RAMON, California
CRD number
128679
Registered since
July 30, 2021
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI96.57%
  • Individuals1.77%
  • Pension & Profit Sharing Plans1.66%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Alcosta Capital Management, Inc. is an independent, privately owned registered investment adviser that began SEC registration in 2021. The firm serves individual and family clients as well as institutional clients, operating on a percentage-of-AUM fee model. Its stated advisory services are financial planning and portfolio management for individuals and small businesses. The firm is not structured as a capital allocator, does not list itself as an active ESG investor, and is not identified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, US Government Bonds 15%, Cash & Cash Equivalents 9%76%
  • Exchange Traded Equities76%
  • US Government Bonds15%
  • Cash & Cash Equivalents9%

Contacts

1 of 1
  • ERICK ORMSBY

    PresidentCRD 2572594

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$819K in ETFs

Passive

100%

$819K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 ETF (IWB)BlackRockPassiveLarge Blend$645K1,80878.71%

Location

Primary office

SAN RAMON, CA

CONTRA COSTA

Location

SAN RAMON, CA

Headquartered in SAN RAMON, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
CONTRA COSTA
Address
3180 Crow Canyon Pl
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth