MAI CAPITAL ADVISOR

Overview

MAI Capital Advisor operates as a sole-proprietor independent registered investment adviser serving individual and family clients, with a focus on financial planning and portfolio management for individuals and small businesses. The firm also conducts brokerage activity related to insurance and other financial products, and combines a fee-based percentage-of-AUM model with commissionable product sales. Investment activity shows a clear preference for equities as the core allocation, with exchange-traded equities representing the largest single asset class on the books. Client relationships are managed on a non-discretionary basis, which means clients retain final trading authority and the adviser implements recommendations rather than exercising full portfolio control. Given the firm’s scale, client service is likely hands-on and relationship-driven rather than institutional in scope. Investment implementation appears to mix liquid, exchange-traded instruments for core exposures with access to third-party vehicles for specialized allocations. The firm is not identified as an active ESG investor and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices