TRISTATE WEALTH ADVISORS

RIASEC Registered

Total AUM

$27M

Discretionary

$16.5M

61% of AUM

Avg account

$380K

Accounts

Employees

Advisory reps

Firm details

Headquarters: NEWARK, Delaware
CRD number: 333345
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Other39.87%
Pension & Profit Sharing Plans33.73%
HNWI26.39%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Tristate Wealth Advisors is an independent, owner-operated RIA organized as a limited liability company that serves both individuals and families as well as institutional clients. The firm provides a mix of ongoing portfolio management, financial planning, and pension consulting. Its billing approach is multiple: percentage-of-AUM arrangements sit alongside flat-fee and hourly engagements, reflecting a willingness to tailor pricing to client needs and engagement scope. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser. Advisory activity centers on traditional wealth management for individuals and small businesses, supplemented by pension-consulting work. Tristate lists an accounting affiliation, indicating collaboration with or referral relationships among tax and accounting professionals.