Mackay Shields LLC

RIASEC RegisteredEst. 1969

Total AUM

$160B

Discretionary

$160B

100% of AUM

Avg account

$436M

Accounts

366

Employees

206

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 107717
Registered since: April 11, 1969
Website: www.mackayshields.com
Custodians: THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies42.41%
Insurance Companies18.17%
Pooled Investment Vehicles14.72%
Pension & Profit Sharing Plans8.52%
State / Municipal Government8.2%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Mackay Shields LLC is an SEC-registered investment manager organized as an LLC and active since 1969. The firm is classified as a hedge fund and serves both individual/family and institutional clients. Its advisory scope includes portfolio management across individuals, pooled vehicles, investment companies and businesses, and the firm also acts as a CPO/CTA and publishes periodicals. Fee arrangements combine asset-based fees with performance-based compensation. Mackay Shields reports being an active ESG investor and maintains relationships across the financial ecosystem—including broker-dealers, trust companies, insurance companies and other adviser or sponsor roles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

State & Local Bonds33%
Non-Investment Grade Corp Bonds29%
Investment Grade Corp Bonds17%
Other12%
US Government Bonds6%

Owners & executives

3 of 7

Rene Bustamante
Chief Compliance OfficerCRD 4706409
Michael Corker
Senior Managing Director and Chief Financial OfficerCRD 6318154
Naim Abou-jaoude
Chief Executive OfficerCRD 6408927

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Contacts

3 of 14

Bruno Machado
Managing Director - National Head of Family Office SalesCRD 5085298
Megan Barnett
DirectorCRD 6330677
Eric Snyder
Director, Client Portfolio ManagerCRD 5397700