Hsbc Global Asset Management (USA) Inc.

RIASEC Registered

Total AUM

$157B

Discretionary

$149B

95% of AUM

Avg account

$1.6B

Accounts

Employees

100

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105686
Registered since: December 20, 1985
Website: www.global.assetmanagement.hsbc.com
Custodians: U.S. BANK, N.A., MARKET SECURITIES SERVICES HONG KONG
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles49.07%
Investment Companies34.41%
Corporations / Businesses8.36%
Insurance Companies5.9%
Sovereign Wealth Funds1.42%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hsbc Global Asset Management (USA) Inc. is an institutional registered investment adviser organized as a corporation and first registered with the SEC in 1985. The firm serves institutional clients and functions as a capital allocator, offering portfolio management across investment companies, pooled investment vehicles, and business or institutional accounts. It also provides selection-of-other-advisers services and operates in a capacity tied to commodity pool/operator or commodity trading adviser activities. Fee arrangements include both AUM-based fees and performance-based fees. The firm is identified as an active ESG investor and maintains multiple industry affiliations, including broker-dealer, futures commission merchant, registered security-based swap dealer, banking/thrift institution, trust company, insurance company, and sponsor or general partner of pooled vehicles.