Hsbc Global Asset Management (USA) Inc.

RIASEC RegisteredEst. 1985

Total AUM

$157B

Discretionary

$7.4B

5% of AUM

Avg account

$1.6B

Accounts

Employees

100

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105686
Registered since: December 20, 1985
Website: www.global.assetmanagement.hsbc.com
Custodians: U.S. BANK, N.A., MARKET SECURITIES SERVICES HONG KONG
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles49.07%
Investment Companies34.41%
Corporations / Businesses8.36%
Insurance Companies5.9%
Sovereign Wealth Funds1.42%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hsbc Global Asset Management (USA) Inc. is the U.S. arm of a global asset manager that operates as a corporation serving primarily institutional clients. The firm is a capital allocator that provides portfolio management for investment companies, pooled vehicles and for businesses or institutions, and it also performs selection of other advisers. It reports business activity as a CPO/CTA and maintains a fee model that includes both a percentage-of-assets component and the use of performance-based fees. Hsbc Global Asset Management (USA) Inc. describes itself as an active ESG investor. Regulatory filings show the firm has been SEC-registered since 1985. In addition to advisory activities, the organization has multiple industry affiliations — including broker-dealer, bank/thrift, trust company, insurance company, futures commission merchant, and sponsor/GP roles in pooled vehicles — reflecting a broad set of capabilities and legal structures used to serve institutional mandates.