MARINER INVESTMENT GROUP, LLC

RIASEC RegisteredEst. 2003
Total AUM
$150B
Discretionary
$150B
100% of AUM
Avg account
$4B
Accounts
37
Employees
146
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
124744
Registered since
May 14, 2003
Website
www.marinerinvestment.com
Custodians
SG AMERICAS SECURITIES, LLC, J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles84.13%
  • Sovereign Wealth Funds12.38%
  • Investment Companies2.11%
  • Pension & Profit Sharing Plans1.38%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mariner Investment Group, LLC is organized as an LLC and operates as a hedge-fund–style adviser serving primarily institutional clients. The firm is SEC-registered since 2003 and provides portfolio management across pooled vehicles and investment companies, and to businesses or institutional mandates. It also functions in commodity pool or CTA capacities and acts as sponsor/GP or managing member of pooled investment vehicles. Fees are charged as a percentage of assets under management with performance-based components. Mariner identifies as an active ESG investor and manages both discretionary mandates and private funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 70%, Other 15%, Sovereign Bonds 7%, Exchange Traded Equities 5%, Cash & Cash Equivalents 3%, Derivatives 1%70%
  • US Government Bonds70%
  • Other15%
  • Sovereign Bonds7%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 4

  • RUSSELL THOMPSON

    Chief Compliance Officer and Deputy General CounselCRD 4346591

  • CHARLES HOWE

    President, Chief Financial OfficerCRD 2687201

  • John Kelty

    Partner & Chief Operating OfficerCRD 6632314

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Contacts

2 of 2

  • PETER O'ROURKE

    General CounselCRD 4629898

  • CURTIS ARLEDGE

    PartnerCRD 1754736

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$133M in ETFs

Passive

100%

$133M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES BITCOIN TRUST ETF (IBIT)BlackRockPassiveDigital Assets$120M3,129,35290.71%
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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
299 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth