Mariner Investment Group, LLC

RIASEC RegisteredEst. 2003
Total AUM
$150B
Discretionary
$150B
100% of AUM
Avg account
$4B
Accounts
37
Employees
146
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
124744
Registered since
May 14, 2003
Website
www.marinerinvestment.com
Custodians
SG AMERICAS SECURITIES, LLC, J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles84.13%
  • Sovereign Wealth Funds12.38%
  • Investment Companies2.11%
  • Pension & Profit Sharing Plans1.38%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mariner Investment Group, LLC is an SEC-registered hedge-fund–style adviser organized as an LLC and operating since 2003. It serves institutional clients and combines traditional asset management with pooled investment vehicles, acting in roles that include sponsor/GP and CPO/CTA functions. Compensation is structured as a percentage of assets under management plus performance-based fees. The firm also identifies as an active ESG investor and provides portfolio management to investment companies, pooled vehicles, and businesses or institutions.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 70%, Other 15%, Sovereign Bonds 7%, Exchange Traded Equities 5%, Cash & Cash Equivalents 3%, Derivatives 1%70%
  • US Government Bonds70%
  • Other15%
  • Sovereign Bonds7%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 4
  • Russell Thompson

    Russell Thompson

    Chief Compliance Officer and Deputy General CounselCRD 4346591

  • Charles Howe

    Charles Howe

    President, Chief Financial OfficerCRD 2687201

  • John Kelty

    John Kelty

    Partner & Chief Operating OfficerCRD 6632314

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Contacts

2 of 2
  • Peter O'rourke

    Peter O'rourke

    General CounselCRD 4629898

  • Curtis Arledge

    Curtis Arledge

    PartnerCRD 1754736

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 11

Active vs passive

$191M in ETFs

Passive

100%

$191M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES BITCOIN TRUST ETF (IBIT)BlackRockPassiveDigital Assets$104M3,129,35254.64%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
299 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth