EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC

RIASEC RegisteredEst. 2011
Total AUM
$167B
Discretionary
$167B
100% of AUM
Avg account
$1.5B
Accounts
113
Employees
67
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
156933
Registered since
March 24, 2011
Fee structure
Percentage of AUM
Client types
  • Investment Companies99.87%
  • Pooled Investment Vehicles0.13%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Equitable Investment Management Group, LLC is a small, institutionally focused investment manager and capital allocator that operates as a CPO/CTA and a registered SEC adviser. The firm concentrates on managing pooled investment vehicles and providing portfolio management for investment companies, while also selecting third‑party advisers when appropriate. Its client base is institutional, and it charges clients on a percentage‑of‑AUM fee schedule. Investment strategy tilts toward allocations that require manager selection and specialist execution: real assets, commodity exposures, energy sector positions and structured credit are prominent in the firm’s playbook. The firm reports being an active ESG investor, which suggests ESG considerations are embedded into manager selection, portfolio construction and ongoing monitoring. Equitable Investment Management Group, LLC also participates in sponsor and managing member roles for pooled vehicles, indicating it both sources external strategies and operates proprietary structures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • STEVEN JOENK

    Chief Executive OfficerCRD 1556526

  • JOSEPH PAOLO

    Vice President and Chief Compliance OfficerCRD 4939209

  • KENNETH KOZLOWSKI

    Chief Investment OfficerCRD 2121988

Contacts

3 of 3
  • BRIAN WALSH

    DirectorCRD 2320523

  • Jessica Baehr

    Head of RetirementCRD 7373859

  • Shane Daly

    Executive Vice President & General CounselCRD 7716807

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1345 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth