EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 156933
- Registered since
- March 24, 2011
- Website
- www.equitable.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies99.87%
- Pooled Investment Vehicles0.13%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Equitable Investment Management Group, LLC is a small, institutionally focused investment manager and capital allocator that operates as a CPO/CTA and a registered SEC adviser. The firm concentrates on managing pooled investment vehicles and providing portfolio management for investment companies, while also selecting third‑party advisers when appropriate. Its client base is institutional, and it charges clients on a percentage‑of‑AUM fee schedule. Investment strategy tilts toward allocations that require manager selection and specialist execution: real assets, commodity exposures, energy sector positions and structured credit are prominent in the firm’s playbook. The firm reports being an active ESG investor, which suggests ESG considerations are embedded into manager selection, portfolio construction and ongoing monitoring. Equitable Investment Management Group, LLC also participates in sponsor and managing member roles for pooled vehicles, indicating it both sources external strategies and operates proprietary structures.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3STEVEN JOENK
Chief Executive OfficerCRD 1556526
JOSEPH PAOLO
Vice President and Chief Compliance OfficerCRD 4939209
KENNETH KOZLOWSKI
Chief Investment OfficerCRD 2121988
Contacts
3 of 3BRIAN WALSH
DirectorCRD 2320523
Jessica Baehr
Head of RetirementCRD 7373859
Shane Daly
Executive Vice President & General CounselCRD 7716807
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1345 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
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