M.M. Dillon & Co LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
19878
Registered since
June 25, 1987

Firm profile

FINTRX

Overview

M.M. Dillon & Co LLC is organized as a limited liability company and has been SEC-registered since 1987. The firm is classified in the available record as an investment bank and is owned by a domestic entity/individual rather than a public parent or institutional owner. The public snapshot does not present M.M. Dillon & Co LLC as a capital allocator or an adviser with multi-state registration. The record flags the firm as not active on ESG investing, and it is not identified as a pension consultant or a related adviser. Key operational fields such as stated business activities, advisory activities, client base and fee structure are not populated in the source data. Disclosure around assets, client accounts, public holdings and investment programs is minimal. The record indicates a single office location, but provides no further office details. Given the limited public information, a review of regulatory filings or direct contact would be necessary to clarify the firm’s client focus, service offering, and any use of alternative investments or family-office type services.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michiel Mccarty

    Michiel Mccarty

    Chairman and Chief Executive OfficerCRD 1061313

  • Michael Espinal

    Chief Financial OfficerCRD 1947563

Contacts

3 of 9
  • Geoffrey Sargeant

    Geoffrey Sargeant

    Managing DirectorCRD 4367730

  • Kevin Slocum

    Kevin Slocum

    Managing DirectorCRD 1026585

  • Jeff Swarz

    Jeff Swarz

    Managing DirectorCRD 1563420

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
1 Sound Shore Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth