M&Co Securities LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
332390
Registered since
February 10, 2025

Firm profile

FINTRX

Overview

M&Co Securities LLC is organized as a limited liability company and is reported as having both a domestic entity and an individual proprietor in its ownership mix. The profile lists an SEC registration year of 2025 and classifies the firm as "unclassified." The firm is not identified as a capital allocator, and it is not described as an active ESG investor or a pension consultant. It is also not marked as a related adviser. Regulatory and business-activity details in the source are sparse: the firm is not flagged as a multi-state adviser and is not shown as a newly formed adviser, despite the SEC registration year indicated. No information about advisory services, client types, fee structure, or specific business activities was provided.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Roszell Mack

    Roszell Mack

    Founder, CEO and Managing PartnerCRD 2386014

  • Richard Zack

    Richard Zack

    Chief Compliance Officer & General CounselCRD 2651386

  • Kamal Jafarnia

    Kamal Jafarnia

    Chief Compliance OfficerCRD 2890436

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
At Old Parkland East Maple Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth