Luma Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
157803
Registered since
March 27, 2012

Firm profile

FINTRX

Overview

Luma Securities LLC is organized as a limited liability company and is classified as an investment bank. Ownership is identified as a combination of a domestic entity and an individual. The firm does not describe itself as a capital allocator and does not list active ESG investing among its practices. Available profile fields indicate Luma Securities is not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not identified as a related adviser. The firm has not provided descriptive detail about its specific business lines, advisory services, fee schedules, or client segmentation in the data set.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Terence Kawaja

    Terence Kawaja

    CEO & FounderCRD 1982614

  • Susan Marshall

    Susan Marshall

    Chief Administrative Officer, PartnerCRD 4451650

Contacts

3 of 4
  • Rafael Beck

    Rafael Beck

    Senior Managing DirectorCRD 5718571

  • Conor Mckenna

    Conor Mckenna

    PartnerCRD 5849739

  • Michael DeMarseilles

    Michael DeMarseilles

    Investment Banking Senior AssociateCRD 6787311

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
101 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth