Luma Securities LLC

Overview

Luma Securities LLC is a limited liability company formed and SEC-registered in 2012 that is classified as an investment bank rather than a traditional registered investment adviser or asset manager. The firm is owned by domestic entity/individual interests and is not reported to act as a capital allocator. FINTRX notes that Luma does not identify as an active ESG investor, is not a multi-state adviser, and does not list pension consulting or related-adviser activity. The public snapshot contains limited detail about Luma’s specific advisory or business lines, which, together with its classification, implies the firm’s primary activities are likely transactional or capital-markets focused rather than discretionary wealth management or investment-fund management.

Assets & Accounts

Location & Offices