Luma Securities LLC

Overview

Luma Securities LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 2012. The firm is categorized as an investment bank rather than a traditional investment advisory firm, and ownership is listed as a combination of a domestic entity and an individual. FINTRX flags Luma Securities as not acting as a capital allocator and not as an active ESG investor. The record also indicates the firm is not registered as a multi-state adviser, not a pension consultant, and has no related adviser noted. The FINTRX entry contains minimal detail about business lines, advisory activities, or client segments, so the public profile reads more like a broker-dealer / investment banking footprint than a wealth management practice.

Assets & Accounts

Location & Offices