LSB WEALTH MANAGEMENT

RIASEC RegisteredEst. 2022

Total AUM

$229M

Discretionary

$229M

100% of AUM

Avg account

$399K

Accounts

573

Employees

Advisory reps

Firm details

Headquarters: ANKENY, Iowa
CRD number: 310466
Registered since: April 25, 2022
Custodians: LPL FINANCIAL LLC, FIFTH THIRD SECURITIES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Banking / Thrift Institutions49.11%
HNWI34.39%
Individuals16.51%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

LSB Wealth Management is an independent, SEC-registered advisory firm organized as a corporation and registered in 2022. The firm serves individual and family clients and describes its core advisory work as financial planning and portfolio management for individuals, small businesses, and business or institutional clients. Ownership is listed as a combination of a domestic entity and an individual. The firm uses a mix of fee arrangements — percentage-of-AUM, hourly, fixed fees and other billing approaches — rather than relying on a single pricing model. LSB is not positioned as a capital allocator and does not identify as an active ESG investor. The firm also reports an industry affiliation with a banking or thrift institution.