Aegis Wealth Management, Inc.

RIASEC Registered

Total AUM

$216M

Discretionary

$216M

100% of AUM

Avg account

$92.1K

Accounts

2,350

Employees

Advisory reps

Firm details

Headquarters: Guthrie Center, Iowa
CRD number: 301990
Registered since: August 13, 2019
Website: advisor.aegiswealthmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals87.53%
HNWI12.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Aegis Wealth Management, Inc. is an independent, privately owned registered investment adviser that registered with the SEC in 2019. The firm serves individual and family clients and positions itself as a capital allocator, combining financial planning with portfolio management for individuals, small businesses and institutions. Its advisory services also include selecting third‑party managers. Fee arrangements include a percentage‑of‑AUM model alongside hourly and fixed fees and other billing structures. Aegis notes an industry affiliation with an insurance company and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds80%
Exchange Traded Equities15%
Cash & Cash Equivalents5%

Owners & executives

3 of 4

Gordon Campbell
Director of Advisory Services and Chief Compliance OfficerCRD 6374489
Darin Lucas
President, CEOCRD 2770281
Rickey Rumelhart
Managing Director, Chief Compliance OfficerCRD 2021670