AEGIS WEALTH MANAGEMENT, INC.
Firm details
- Headquarters
- GUTHRIE CENTER, Iowa
- CRD number
- 301990
- Registered since
- August 13, 2019
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals87.53%
- HNWI12.47%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Aegis Wealth Management, Inc. is an independent registered investment adviser formed in 2019 and owned by an individual. The firm focuses on serving individual and family clients with financial planning and discretionary portfolio management, and it also manages portfolios for small businesses and institutional/business clients. Its service offering includes selection of third‑party advisers and it acts as a capital allocator when deploying client capital. Fee arrangements are flexible: the firm charges percentage‑of‑assets fees and also uses hourly, fixed, and other fee structures. Aegis maintains an industry affiliation with an insurance company and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
Owners & executives
3 of 4RICKEY RUMELHART
Managing Director, Chief Compliance OfficerCRD 2021670
DARIN LUCAS
President, CEOCRD 2770281
Nathan Kesling
CFO & CIOCRD 7292118
Contacts
3 of 27Sean Farro
Investment Advisor RepresentativeCRD 7592323
JAMES WHEELER
Investment Advisor RepresentativeCRD 7725578
SEAN BURKE
Investment Advisor RepresentativeCRD 6312937
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$124M in ETFs
64%
$79.4M
27%
$44.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| HCM DEFENDER 100 INDEX ETF (QQH) | Howard Capital Management | Passive | Large Growth | $15.7M | 224,538 | 12.66% |
Location
GUTHRIE CENTER, IA
GUTHRIE
Location
GUTHRIE CENTER, IA
Headquartered in GUTHRIE CENTER, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- GUTHRIE
- Address
- 317 State St
- Time zone
- CT (UTC-6)
- Office locations
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