Aegis Wealth Management, Inc.
Firm details
- Headquarters
- Guthrie Center, Iowa
- CRD number
- 301990
- Registered since
- August 13, 2019
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals87.53%
- HNWI12.47%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Aegis Wealth Management, Inc. operates as an independent registered investment adviser and identifies itself as a capital allocator serving individual and family clients. The firm has been SEC-registered since 2019 and is owner-operated. Its advisory services span financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selection of third-party advisers. Revenue is generated through a mix of percentage-of-AUM fees, hourly charges, fixed fees and other fee arrangements. The firm is affiliated with an insurance company, and it does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
Owners & executives
3 of 4
Rickey Rumelhart
Managing Director, Chief Compliance OfficerCRD 2021670
Darin Lucas
President, CEOCRD 2770281
Nathan Kesling
CFO & CIOCRD 7292118
Contacts
3 of 28
Sean Farro
Investment Advisor RepresentativeCRD 7592323
James Wheeler
Investment Advisor RepresentativeCRD 7725578
Sean Burke
Investment Advisor RepresentativeCRD 6312937
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$124M in ETFs
64%
$79.4M
27%
$44.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| HCM DEFENDER 100 INDEX ETF (QQH) | Howard Capital Management | Passive | Large Growth | $15.7M | 224,538 | 12.66% |
Location
Guthrie Center, IA
Guthrie
Location
Guthrie Center, IA
Headquartered in Guthrie Center, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Guthrie
- Address
- 317 State St
- Time zone
- CT (UTC-6)
- Office locations
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