Lockwood Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
169735
Registered since
March 30, 2015

Firm profile

FINTRX

Overview

Lockwood Securities LLC is organized as a limited liability company with ownership split between a domestic entity and an individual. The firm is listed as Unclassified in the FINTRX snapshot and does not appear to operate as a capital allocator. It is not identified as an active ESG investor, is not designated as a multistate adviser, and is not flagged as a pension consultant or related adviser. FINTRX does not provide details on the firm’s specific business activities, advisory services, or target client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jeffrey Lockwood

    CEOCRD 2685044

Contacts

1 of 1
  • Curtis Weeks

    FinOpCRD 5278425

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1140 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth