Lockton Re Capital Markets, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
323110
Registered since
July 25, 2023

Firm profile

FINTRX

Overview

Lockton Re Capital Markets, LLC is organized as a limited liability company and is listed with an owner type described as a domestic entity and individual. The firm is classified as "Unclassified" in the dataset and the profile indicates it does not operate as a capital allocator. It also does not identify as an active ESG investor, and the record notes it is not a multi-state adviser, not newly formed, not a pension consultant, and not recorded as a related adviser. Reporting around the firm's business activities, advisory services, fee schedule and client segments is minimal in the source data; the available fields for those items are blank, so public-facing detail on product offerings and investment focus is not provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • David Brant

    David Brant

    FinOpCRD 2718478

  • Zachary Breslin

    Zachary Breslin

    Capital Markets LeadCRD 6685745

  • Brendan Roche

    Brendan Roche

    Head of DistributionCRD 7085138

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
261 5th Ave
Time zone
ET (UTC-5)
Office locations

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