LM ADVISORS LLC

RIASEC RegisteredEst. 2011

Total AUM

$2.9B

Discretionary

$2.9B

100% of AUM

Avg account

$2M

Accounts

1,466

Employees

Advisory reps

Firm details

Headquarters: SAN DIEGO, California
CRD number: 153940
Registered since: April 25, 2011
Website: www.lmadvisors.com
Custodians: MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI81.11%
Insurance Companies11.69%
Individuals3.28%
Pooled Investment Vehicles2.66%
Pension & Profit Sharing Plans0.94%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

LM Advisors LLC is a privately held investment advisory firm organized as an LLC and registered with the SEC in 2011. Its client base spans high-net-worth individuals and families as well as institutional accounts. The firm provides discretionary portfolio management for individuals and small businesses, manages pooled investment vehicles, and advises business or institutional portfolios. Compensation mixes percentage-of-assets and fixed fees, with some other fee arrangements noted. LM Advisors is not positioned as an active ESG investor and does not report multi-state adviser status. Its business activities include serving as an adviser and sponsor and acting as a general partner or managing member of pooled investment vehicles. The firm appeared on Financial Times’ Top 300 RIA firms list in 2020.