Kingswood Wealth Advisors, LLC

RIASEC RegisteredEst. 2017

Total AUM

$3.8B

Discretionary

$3.5B

92% of AUM

Avg account

$310K

Accounts

12,273

Employees

Advisory reps

124

Firm details

Headquarters: San Diego, California
CRD number: 288792
Registered since: July 3, 2017
Website: www.kingswoodus.com
Custodians: CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC., RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.39%
Individuals41.45%
Corporations / Businesses2.17%
Pension & Profit Sharing Plans0.57%
Insurance Companies0.24%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Kingswood Wealth Advisors, LLC is an independent, SEC-registered advisory firm that the record shows began registering in 2017 and operates as an LLC. The firm identifies itself as a capital allocator serving both individual/family and institutional clients. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Core advisory services listed include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of third‑party advisers. The firm is not reported as an active ESG investor and lists affiliations with broker‑dealer, other investment adviser, and insurance company entities.