Kingswood Wealth Advisors, LLC

RIASEC Registered

Total AUM

$3.8B

Discretionary

$3.5B

92% of AUM

Avg account

$310K

Accounts

12,273

Employees

Advisory reps

128

Firm details

Headquarters: San Diego, California
CRD number: 288792
Registered since: July 3, 2017
Website: www.kingswoodus.com
Custodians: CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC., RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.39%
Individuals41.45%
Corporations / Businesses2.17%
Pension & Profit Sharing Plans0.57%
Insurance Companies0.24%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Kingswood Wealth Advisors, LLC is an independent registered investment adviser that focuses on fee-based wealth management for individuals, families and institutional clients. The firm is SEC-registered (registered in 2017) and acts as a capital allocator, providing financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services and selection of other advisers. Its fee schedules include percentage-of-AUM arrangements as well as hourly and fixed-fee engagements. Kingswood maintains broker-dealer and insurance industry affiliations and does not identify as an active ESG investor.