Kingswood Wealth Advisors, LLC

RIASEC RegisteredEst. 2017

Total AUM

$3.8B

Discretionary

$3.5B

92% of AUM

Avg account

$310K

Accounts

12,273

Employees

Advisory reps

126

Firm details

Headquarters: San Diego, California
CRD number: 288792
Registered since: July 3, 2017
Website: www.kingswoodus.com
Custodians: CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC., RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.39%
Individuals41.45%
Corporations / Businesses2.17%
Pension & Profit Sharing Plans0.57%
Insurance Companies0.24%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Kingswood Wealth Advisors, LLC is an independent registered investment adviser that functions as both a wealth manager and a capital allocator. Founded as an SEC-registered adviser in 2017, the firm serves individual and family clients as well as institutional accounts. Its service suite includes financial planning, portfolio management for private clients and small businesses, selection and oversight of sub-advisers, and pension consulting among its stated advisory activities. Compensation arrangements combine percentage-of-assets fees with fixed and hourly billing options. The firm reports relationships with broker-dealers and insurance companies and identifies itself as a user of third-party managers, indicating an open-architecture approach for portions of client portfolios. Kingswood does not position itself as an ESG-focused investor.