Kingswood Wealth Advisors, LLC

RIASEC RegisteredEst. 2017
Total AUM
$3.8B
Discretionary
$3.5B
92% of AUM
Avg account
$310K
Accounts
12,273
Employees
88
Advisory reps
126

Firm details

Headquarters
San Diego, California
CRD number
288792
Registered since
July 3, 2017
Website
www.kingswoodus.com
Custodians
CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC., RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.39%
  • Individuals41.45%
  • Corporations / Businesses2.17%
  • Pension & Profit Sharing Plans0.57%
  • Insurance Companies0.24%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Kingswood Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC‑registered in 2017. The firm acts as a capital allocator for both individuals/families and institutional clients, offering fee models that include a percentage of AUM, hourly charges and fixed fees. Its advisory services span financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. The firm does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 28%, Cash & Cash Equivalents 8%, State & Local Bonds 4%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%, Private Funds 1%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities28%
  • Cash & Cash Equivalents8%
  • State & Local Bonds4%
  • US Government Bonds2%

Owners & executives

3 of 9
  • Mohamed Alsoraimi

    Mohamed Alsoraimi

    Chief Compliance OfficerCRD 5319490

  • Stacey Lavender

    Stacey Lavender

    Chief Compliance OfficerCRD 4365033

  • Kyle Rodgers

    Kyle Rodgers

    Chief Executive OfficerCRD 6811728

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Contacts

3 of 117
  • Logan Lowrey

    Logan Lowrey

    Owner, PresidentCRD 5760554

  • Alexander Jones

    Alexander Jones

    Managing Director and Financial AdvisorCRD 5835712

  • Christopher Brown

    Christopher Brown

    Private Wealth ManagementCRD 5859612

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 1,147

Active vs passive

$3.3B in ETFs

Passive

76%

$2.5B

Active

15%

$792M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$63.4M84,8671.94%
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Location

Primary office

San Diego, CA

San Diego

Location

San Diego, CA

Headquartered in San Diego, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
11440 W Bernardo Ct
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth