Kingswood Wealth Advisors, LLC

RIASEC Registered

Total AUM

$3.8B

Discretionary

$3.5B

92% of AUM

Avg account

$310K

Accounts

12,273

Employees

88

Advisory reps

126

Firm details

Headquarters: San Diego, California
CRD number: 288792
Registered since: July 3, 2017
Website: www.kingswoodus.com
Custodians: CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC., RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.39%
Individuals41.45%
Corporations / Businesses2.17%
Pension & Profit Sharing Plans0.57%
Insurance Companies0.24%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Kingswood Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2017. The firm functions as a capital allocator for both individual/family and institutional clients, offering financial planning and portfolio management for individuals, small businesses, and institutions, as well as pension consulting and selection of other advisers. Fee arrangements include a percentage of AUM as well as hourly and fixed-fee engagements. Kingswood maintains relationships across the financial services ecosystem — including a broker‑dealer and insurance company affiliation — and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds54%
Exchange Traded Equities28%
Cash & Cash Equivalents8%
State & Local Bonds4%
US Government Bonds2%

Owners & executives

3 of 9

Mohamed Alsoraimi
Chief Compliance OfficerCRD 5319490
Stacey Lavender
Chief Compliance OfficerCRD 4365033
Kyle Rodgers
Chief Executive OfficerCRD 6811728

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Contacts

3 of 117

Logan Lowrey
Owner, PresidentCRD 5760554
Alexander Jones
Managing Director and Financial AdvisorCRD 5835712
Christopher Brown
Private Wealth ManagementCRD 5859612

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 603

Active vs passive

$1.7B in ETFs

Passive

75%

$1.2B

Active

16%

$421M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$63.4M	84,867	3.80%

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Primary office

San Diego, CA

San Diego

Location

San Diego, CA

Headquartered in San Diego, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area: San Diego-Chula Vista-Carlsbad, CA
Region: West
County: San Diego
Address: 11440 W Bernardo Ct
Time zone: PT (UTC-8)
Office locations

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