Kingswood Wealth Advisors, LLC

RIASEC RegisteredEst. 2017

Total AUM

$3.8B

Discretionary

$3.5B

92% of AUM

Avg account

$310K

Accounts

12,273

Employees

Advisory reps

122

Firm details

Headquarters: San Diego, California
CRD number: 288792
Registered since: July 3, 2017
Website: www.kingswoodus.com
Custodians: CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC., RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.39%
Individuals41.45%
Corporations / Businesses2.17%
Pension & Profit Sharing Plans0.57%
Insurance Companies0.24%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Kingswood Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2017. The firm describes itself as a capital allocator serving both individual and family clients as well as institutional clients. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Advisory services listed include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selection of other advisers. Kingswood reports industry affiliations that include broker-dealer, other investment adviser, and insurance company relationships. The firm is not listed as an active ESG investor.