Littlefield Asset Management, Inc.

RIASEC RegisteredEst. 2025
Total AUM
$141M
Discretionary
$141M
100% of AUM
Avg account
$1.2M
Accounts
114
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
109602
Registered since
June 6, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals95.44%
  • HNWI4.56%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Littlefield Asset Management, Inc. is a small, corporation-structured registered investment adviser focused on portfolio management for individuals and small businesses. The firm is owner-operated and reports a fee model that combines a percentage of assets under management with fixed fees. It does not identify as an ESG-focused investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant. SEC registration is listed for 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 78%, Exchange Traded Equities 14%, Cash & Cash Equivalents 8%78%
  • Non-Exchange Traded Equities78%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents8%

Contacts

1 of 1
  • David Littlefield

    PresidentCRD 719005

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth