Dougherty Investment Advisors
Firm details
- Headquarters
- Spring Hill, Florida
- CRD number
- 142284
- Registered since
- June 11, 2025
- Website
- doughertyinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals54.66%
- HNWI44.44%
- Charitable Organizations0.89%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Dougherty Investment Advisors is an independent, individually owned LLC that registered with the SEC in 2025 and focuses on advisory services for individuals, families and some institutional clients. The firm provides financial planning and discretionary portfolio management for individuals and small businesses and also lists accounting among its business activities. Its fee arrangements combine a percentage-of-assets model with the option for hourly billing. Dougherty does not position itself as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities57%
- Public Funds/Mutual Funds27%
- Investment Grade Corp Bonds8%
- Non-Investment Grade Corp Bonds5%
- Cash & Cash Equivalents2%
Contacts
3 of 4Patrick Manconi
Investment Adviser RepresentativeCRD 8040417
John Dougherty
Registered Investment Advisor RepresentativeCRD 5241803
Seann Dougherty
Registered Investment Advisor RepresentativeCRD 7410525
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$37.6M in ETFs
100%
$37.6M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $10M | 83,721 | 26.64% |
Location
Spring Hill, FL
Hernando
Location
Spring Hill, FL
Headquartered in Spring Hill, FL, in the South of the United States.
- Region
- South
- County
- Hernando
- Address
- 4048 Deltona Blvd
- Time zone
- ET (UTC-5)
- Office locations
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