Liquidnet, Inc.

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
92
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
103987
Registered since
October 10, 2000

Firm profile

FINTRX

Overview

Liquidnet, Inc. is recorded as a corporation that registered with the SEC in 2000. Public records here provide only high-level registry details rather than a description of investment strategies or client-facing advisory activities. The firm is classified as "Unclassified" in the dataset and is listed as a domestic entity/individual owner type. The snapshot flags several negative markers: it is not identified as a capital allocator, is not an active ESG investor, is not a multi‑state adviser, not newly formed, not a pension consultant, and is not shown as having a related adviser. There is no descriptive information about advisory services, fee structure, target client segments, or investment mandates in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • David Wachs

    David Wachs

    Chief Operating OfficerCRD 5848149

  • Jason Lane

    Chief Compliance OfficerCRD 2671708

  • Shawn Bernardo

    Shawn Bernardo

    CEOCRD 2513376

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Contacts

3 of 83
  • Mark Turner

    Managing DirectorCRD 2130916

  • Sokol Tufa

    Sokol Tufa

    Member Services RepresentativeCRD 6541876

  • Christine Lee

    Christine Lee

    Head of Business DevelopmentCRD 5364153

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
200 Vesey St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth