Leverty Financial Group, LLC
Firm details
- Headquarters
- Hudson, Wisconsin
- CRD number
- 310258
- Registered since
- August 27, 2020
- Website
- levertyfinancial.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.65%
- Individuals19.46%
- Charitable Organizations0.47%
- Corporations / Businesses0.33%
- Pension & Profit Sharing Plans0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Leverty Financial Group, LLC is an independent, individually owned registered investment adviser that began its SEC registration in 2020. The firm acts as a capital allocator for both individuals and families as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Fee arrangements include percentage-of-AUM, hourly charges, and fixed fees. The firm identifies as an active ESG investor and maintains an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Private Funds7%
- Cash & Cash Equivalents5%
- Exchange Traded Equities4%
Owners & executives
2 of 2
Luke Keene
Partner, Chief Investment OfficerCRD 5366528
Michael Leverty
Founder and CEOCRD 4518320
Contacts
3 of 5
Joshua Hawkins
VP, Financial PlanningCRD 5966798
Michael Nelson
Director of OperationsCRD 6330256
Seth Blum
Financial Planning AssociateCRD 7819340
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$573M in ETFs
67%
$385M
33%
$189M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $192M | 250,359 | 33.44% |
Location
Hudson, WI
Saint Croix
Location
Hudson, WI
Headquartered in Hudson, WI, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Saint Croix
- Address
- 201 2nd St S
- Time zone
- CT (UTC-6)
- Office locations
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