Leverty Financial Group, LLC
Firm details
- Headquarters
- Hudson, Wisconsin
- CRD number
- 310258
- Registered since
- August 27, 2020
- Website
- levertyfinancial.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.65%
- Individuals19.46%
- Charitable Organizations0.47%
- Corporations / Businesses0.33%
- Pension & Profit Sharing Plans0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Leverty Financial Group, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2020. The firm is owner-operated and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory offering includes financial planning, portfolio management for individuals and small businesses, and the selection of external advisers. Fee arrangements are a mix of percentage-of-AUM, hourly charges, and fixed fees. The firm reports being an active ESG investor and has an industry affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Private Funds7%
- Cash & Cash Equivalents5%
- Exchange Traded Equities4%
Owners & executives
2 of 2
Michael Leverty
Founder and CEOCRD 4518320
Luke Keene
Partner, Chief Investment OfficerCRD 5366528
Contacts
3 of 5
Seth Blum
Financial Planning AssociateCRD 7819340
Holly Pizzi
DirectorCRD 7081488
Joshua Hawkins
VP, Financial PlanningCRD 5966798
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$493M in ETFs
66%
$327M
34%
$166M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $168M | 257,635 | 34.16% |
Location
Hudson, WI
Saint Croix
Location
Hudson, WI
Headquartered in Hudson, WI, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Saint Croix
- Address
- 201 2nd St S
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Jacobson & Schmitt Advisors, LLC
RIAMiddleton, WI
Marietta Investment Partners, LLC
RIAMilwaukee, WI
Riverwater Partners LLC
RIAMilwaukee, WI
Broadview Financial Management, LLC
RIAWauwatosa, WI
BKM Wealth Management
RIABrookfield, WI
Midwest Professional Planners, Ltd.
RIAWausau, WI