MIDWEST PROFESSIONAL PLANNERS, LTD.

RIASEC RegisteredEst. 2011

Total AUM

$649M

Discretionary

$649M

100% of AUM

Avg account

$238K

Accounts

2,726

Employees

Advisory reps

Firm details

Headquarters: WAUSAU, Wisconsin
CRD number: 112995
Registered since: August 24, 2011
Website: mpplfinancial.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI80.75%
Individuals15.65%
Pension & Profit Sharing Plans2.67%
Other Investment Advisers0.93%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Midwest Professional Planners, Ltd. is an independent, corporately organized registered investment adviser that has been SEC-registered since 2011 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients and acts as a capital allocator, blending advisory services with broker-dealer and insurance-broker activities. Its fee model is mixed: percentage-of-AUM billing is used alongside hourly and fixed fees, and it also transacts on a commission basis where appropriate. Advisory capabilities include financial planning and portfolio management for individuals, small businesses and institutions, selection of other advisers, pension consulting support, and educational seminars. The firm is not described as an active ESG investor. Its business model permits distribution of insurance and annuity products, and the adviser’s broker-dealer registration and insurance affiliation indicate an integrated advice-and-product platform rather than a pure-fee-only structure.