RIVERWATER PARTNERS LLC

RIASEC RegisteredEst. 2019
Total AUM
$661M
Discretionary
$434M
66% of AUM
Avg account
$1.2M
Accounts
548
Employees
11
Advisory reps
9

Firm details

Headquarters
MILWAUKEE, Wisconsin
CRD number
283540
Registered since
November 14, 2019
Website
riverwaterpartners.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI69.99%
  • Other Investment Advisers15.74%
  • Charitable Organizations11.61%
  • Individuals2.58%
  • Corporations / Businesses0.07%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Riverwater Partners LLC is an independent registered investment adviser, set up as an LLC and SEC-registered in 2019. The firm serves both individual and institutional clients and provides financial planning plus portfolio management for individuals, small businesses, and institutional/business clients. Its fee model mixes percentage-of-AUM billing with hourly charges. Riverwater does not operate as a capital allocator or a multi-state adviser, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 33%, State & Local Bonds 7%, Private Funds 6%, Cash & Cash Equivalents 3%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities33%
  • State & Local Bonds7%
  • Private Funds6%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 3

  • LAURA PECK

    Founder & Chief Compliance OfficerCRD 6661437

  • ADAM PECK

    Founder & Chief Investment OfficerCRD 3217981

  • MANOJ POMBRA

    Deputy Chief Compliance OfficerCRD 1993850

Contacts

3 of 6

  • Nathan Fredrick

    Portfolio ManagerCRD 7013666

  • BRIAN GIGL

    Director of Wealth ManagementCRD 4655158

  • KIRK FOX

    Director of ResearchCRD 3046435

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$72.5M in ETFs

Passive

52%

$38M

Active

46%

$34.5M

ETFProviderStyleCategoryValueShares% of portfolio
CONVERGENCE LONG/SHORT EQUITY ETF (CLSE)ActiveLong Short Equity$14.8M524,59620.35%
Unlock additional holdings →

Location

Primary office

MILWAUKEE, WI

MILWAUKEE

Location

MILWAUKEE, WI

Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
MILWAUKEE
Address
1433 N Water St
Time zone
CT (UTC-6)
Office locations

Similar firms

MARIETTA INVESTMENT PARTNERS, LLC

RIA

MILWAUKEE, WI

AUM $684MTEAM 8REPS 7

ALPHA INVESTMENT CONSULTING GROUP, LLC

RIA

MILWAUKEE, WI

AUM $714MTEAM 8REPS 3

BAIRD CAPITAL MANAGEMENT COMPANY, LLC

RIA

MILWAUKEE, WI

AUM $738MTEAM 34REPS 3

SKYLANDS CAPITAL, LLC

RIA

MILWAUKEE, WI

AUM $747MTEAM 9REPS 4

FRIEDLANDER & CO INC

RIA

MILWAUKEE, WI

AUM $565MTEAM 1REPS 2

AFFILIATED FINANCIAL ADVISORS INC

RIA

MILWAUKEE, WI

AUM $541MTEAM 4REPS 4
More RIAs in MILWAUKEE →All Wisconsin RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth