Riverwater Partners LLC

RIASEC RegisteredEst. 2019
Total AUM
$661M
Discretionary
$434M
66% of AUM
Avg account
$1.2M
Accounts
548
Employees
11
Advisory reps
9

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
283540
Registered since
November 14, 2019
Website
riverwaterpartners.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI69.99%
  • Other Investment Advisers15.74%
  • Charitable Organizations11.61%
  • Individuals2.58%
  • Corporations / Businesses0.07%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Riverwater Partners LLC is an independent registered investment adviser (SEC registration since 2019) structured as a limited liability company and owned by an individual. The firm provides financial planning and discretionary and non-discretionary portfolio management for individuals, families, small businesses and institutional clients. Fee arrangements include asset-based fees and hourly charges. Riverwater does not describe itself as an active ESG investor, a multi-state adviser, a pension consultant or a capital allocator; it places client capital with external managers rather than running proprietary alternative-fund vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 33%, State & Local Bonds 7%, Private Funds 6%, Cash & Cash Equivalents 3%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities33%
  • State & Local Bonds7%
  • Private Funds6%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 3
  • Laura Peck

    Laura Peck

    Founder & Chief Compliance OfficerCRD 6661437

  • Adam Peck

    Adam Peck

    Founder & Chief Investment OfficerCRD 3217981

  • Manoj Pombra

    Manoj Pombra

    Deputy Chief Compliance OfficerCRD 1993850

Contacts

3 of 6
  • Nathan Fredrick

    Nathan Fredrick

    Portfolio ManagerCRD 7013666

  • Brian Gigl

    Brian Gigl

    Director of Wealth ManagementCRD 4655158

  • Kirk Fox

    Director of ResearchCRD 3046435

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$72.5M in ETFs

Passive

52%

$38M

Active

46%

$34.5M

ETFProviderStyleCategoryValueShares% of portfolio
CONVERGENCE LONG/SHORT EQUITY ETF (CLSE)ActiveLong Short Equity$14.8M524,59620.35%
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Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
1433 N Water St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth