Legend Capital
Firm details
- Headquarters
- ,
- CRD number
- 336029
- Registered since
- June 13, 2025
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles62.6%
- HNWI32.47%
- Corporations / Businesses4.88%
- Charitable Organizations0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Legend Capital is an independent limited liability RIA that registered with the SEC in 2025. The firm serves both individuals and families as well as institutional clients, offering financial planning and portfolio management for individual/small-business clients and for pooled investment vehicles. Its fee schedules include percentage-of-AUM, fixed fees and performance-based arrangements. Legend Capital is not identified as an active ESG investor; it also reports roles as sponsor, general partner and managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Cash & Cash Equivalents9%
- State & Local Bonds5%
- Investment Grade Corp Bonds4%
- US Government Bonds3%
Contacts
3 of 4
Adam Merino
Managing PartnerCRD 5408789
Jonathan Lin
CRD 8082186
Geoffrey Yang
PartnerCRD 8082187
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$8.4M in ETFs
89%
$7.5M
1%
$896K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) DIVIDEND ETF (SDY) | State Street | Passive | Mid Cap Value | $1.5M | 10,114 | 17.63% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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