Legend Capital
Firm details
- Headquarters
- ,
- CRD number
- 336029
- Registered since
- June 13, 2025
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles60.19%
- HNWI34.29%
- Corporations / Businesses5.48%
- Charitable Organizations0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Legend Capital is an independent registered investment adviser organized as an LLC and SEC-registered in 2025. The firm serves both individual and family clients as well as institutional investors, offering financial planning and discretionary portfolio management for individuals, small businesses, and pooled investment vehicles. Its fee model includes asset-based fees, fixed fees and performance-based fees. Legend Capital is not structured primarily as a capital allocator; it also sponsors and acts as general partner/managing member for pooled investment vehicles. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Cash & Cash Equivalents9%
- State & Local Bonds5%
- Investment Grade Corp Bonds4%
- US Government Bonds3%
Contacts
3 of 4
Adam Merino
Managing PartnerCRD 5408789
Jonathan Lin
CRD 8082186
Geoffrey Yang
PartnerCRD 8082187
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$7.7M in ETFs
89%
$6.8M
0%
$850K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) DIVIDEND ETF (SDY) | State Street | Passive | Mid Cap Value | $1.3M | 8,634 | 17.16% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Recurring Capital Management Company, LLC
RIAAustin, TX
Amara Financial, LLC
RIASan Francisco, CA
MWA Investments, LLC
RIAWhite Stone, VA
LIG Capital Management, LLC
RIAOklahoma City, OK
Wealthmd Corporation
RIALouisville, KY