Ledger Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
289140
Registered since
January 4, 2018

Firm profile

FINTRX

Overview

Ledger Capital Markets, LLC is organized as a limited liability company and has been registered with the SEC since 2018. Ownership is listed as a combination of a domestic entity and an individual. The firm’s regulatory profile in the available dataset is marked as "Unclassified." Filings identify it as not acting as a capital allocator and not positioning itself as an active ESG investor. It is also recorded as not being a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Public-facing detail about the firm’s advisory services, client segments, fee schedules, and specific business activities is limited in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

  • Samir Shah

    Samir Shah

    Founder and CEOCRD 6824841

Contacts

2 of 2
  • Michele Silvestro

    Michele Silvestro

    FinOpCRD 6960939

  • Ryan Saul

    Ryan Saul

    Managing DirectorCRD 6938209

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
75 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth