Ledger Capital Markets, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
289140
Registered since
January 4, 2018

Firm profile

FINTRX

Overview

Ledger Capital Markets, LLC is organized as a limited liability company and is owned by a mix of a domestic entity and an individual. The firm's public profile in the provided dataset is sparse: it is classified as "Unclassified" and the snapshot indicates it does not operate as a capital allocator. The record also flags that Ledger Capital Markets is not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser to another registered advisor. The firm did not supply descriptive entries for business activities, advisory activities, or client types in the dataset, so its target client segments, service model and product offerings are not disclosed in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

  • Samir Shah

    Samir Shah

    Founder and CEOCRD 6824841

Contacts

2 of 2
  • Ryan Saul

    Ryan Saul

    Managing DirectorCRD 6938209

  • Michele Silvestro

    Michele Silvestro

    FinOpCRD 6960939

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
75 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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