LEDGER CAPITAL MARKETS, LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
289140
Registered since
January 4, 2018

Firm profile

FINTRX

Overview

Ledger Capital Markets, LLC is organized as a limited liability company and is registered with the SEC; its registration date on file is 2018. The firm is listed with an owner type described as a domestic entity and individual, and its classification in the available dataset is “unclassified.” The record indicates the firm does not self-identify as a capital allocator, is not an active ESG investor, and does not report multi-state advisory status, pension consulting, or related-adviser relationships. The data provided to FINTRX does not include descriptions of fee schedules, client segments, specific advisory services, or investment approach. Because those elements are not reported, there is no publicly available detail here about portfolio construction, target client profiles, or the types of mandates the firm typically manages.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • PATRICK HARRIS

    Chief Compliance OfficerCRD 5748909

  • Samir Shah

    Founder and CEOCRD 6824841

Contacts

2 of 2
  • Michele Silvestro

    FinOpCRD 6960939

  • Ryan Saul

    Managing DirectorCRD 6938209

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
75 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth