LAW & ASSOCIATES INC

RIASEC RegisteredEst. 1982
Total AUM
$327M
Discretionary
$0
0% of AUM
Avg account
$197K
Accounts
1,658
Employees
6
Advisory reps
3

Firm details

Headquarters
GLEN ECHO, Maryland
CRD number
105350
Registered since
March 22, 1982
Custodians
RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NH
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI61.38%
  • Individuals35.85%
  • Other0.88%
  • Banking / Thrift Institutions0.83%
  • Charitable Organizations0.71%
Services
Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

LAW & Associates Inc. is an independently owned registered investment adviser that has been SEC-registered since 1982. The firm serves both individual/family and institutional clients, and its advisory scope combines financial planning, portfolio management for individuals and small businesses, periodic publications, and educational workshops. LAW & Associates also operates as an insurance broker, which aligns with its use of insurance products within client solutions. The firm charges a mix of percentage-of-AUM fees alongside hourly, fixed-fee, and other arrangements, and filings indicate it is not an active ESG investor nor a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 9%, State & Local Bonds 6%, Non-Exchange Traded Equities 3%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Other 2%, Private Funds 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents9%
  • State & Local Bonds6%
  • Non-Exchange Traded Equities3%

Owners & executives

1 of 1
  • JANICE HENDERSON

    CEOCRD 1998559

Contacts

2 of 2
  • DAVITA ALFORD-COOPER

    Vice President of PlanningCRD 1913963

  • RAMZI BAKLOUTI

    Vice President of OperationsCRD 5942494

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GLEN ECHO, MD

MONTGOMERY

Location

GLEN ECHO, MD

Headquartered in GLEN ECHO, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
MONTGOMERY
Address
6111 Tulane Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth