Lati Capital

RIASEC RegisteredEst. 2023
Total AUM
$663K
Discretionary
$663K
100% of AUM
Avg account
$221K
Accounts
3
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
328662
Registered since
December 4, 2023
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lati Capital is an independent, individual-owned registered investment adviser that provides portfolio management primarily to individuals, families and small businesses. The firm is SEC-registered (2023) and reports a mix of compensation approaches including percentage-of-AUM fees, fixed fees and other fee arrangements. Its advisory work covers discretionary portfolio management for both individuals/small businesses and for businesses or institutions. The firm is not positioned as a capital allocator or pension consultant, does not identify as an active ESG investor, and is not a multistate adviser. The client base is described as individual and family clients, and the business appears to be a small, focused practice rather than a multi-office wealth management platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Cash & Cash Equivalents 30%70%
  • Exchange Traded Equities70%
  • Cash & Cash Equivalents30%

Owners & executives

1 of 1
  • Laura Lati

    Chief Compliance OfficerCRD 7823395

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth