Bautista Planning And Analytics, LLC

RIASEC Registered
Total AUM
$665K
Discretionary
$665K
100% of AUM
Avg account
$333K
Accounts
2
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
301150
Fee structure
Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Bautista Planning And Analytics, LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves individual and family clients, with a service mix built around comprehensive financial planning and discretionary portfolio management for individuals and small businesses. In addition to client advisory work, the firm produces written material and runs educational seminars and workshops. The firm's fee menu is flexible: it charges a percentage of assets under management and also offers hourly, subscription and fixed-fee arrangements. Bautista Planning And Analytics does not present itself as a capital allocator to third‑party alternative managers, is not an active ESG investor, and operates at a single-state scale per its filing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • Joseph Bautista

    Joseph Bautista

    Financial AdvisorCRD 6442802

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth