KROLL SECURITIES LLC

Overview

Kroll Securities LLC is organized as a limited liability company and is classified in the source data as an investment bank. The entity is recorded as SEC-registered since 1994 and is owned by a combination of a domestic corporate entity and an individual owner. The firm’s profile in the dataset does not include expanded business or advisory descriptions. The firm is not listed as a capital allocator, is not identified as an active ESG investor, and is not flagged as a multi-state adviser, pension consultant, newly formed adviser, or related adviser. Those attributes suggest Kroll Securities operates principally in broker-dealer / investment banking capacities rather than as a traditional, registered investment adviser managing client portfolios across multiple states.

Assets & Accounts

Location & Offices