HIGHTOWER SECURITIES, LLC

Overview

Hightower Securities, LLC is organized as a limited liability company and is registered with the SEC (registration year listed as 2002). The FINTRX snapshot classifies the firm as a conventional broker-dealer rather than a capital allocator or investment manager; the record also flags the owner type as a domestic entity and individual. The profile does not list any advisory or fee-structure details, and the firm is not identified as an active ESG investor, a multi-state adviser, a pension consultant, a newly formed adviser, or a related adviser. The absence of advisory and client-level details in the record suggests the entity functions primarily in a broker-dealer capacity (supporting broker-dealer activities and affiliated advisors) rather than reporting discretionary asset management through the FINTRX dataset.

Assets & Accounts

Location & Offices