Kondo Wealth Advisors, Inc

RIASEC Registered
Total AUM
$365M
Discretionary
$365M
100% of AUM
Avg account
$328K
Accounts
1,113
Employees
8
Advisory reps
2

Firm details

Headquarters
Pasadena, California
CRD number
175347
Registered since
May 20, 2015
Website
kondowealthadvisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.08%
  • Individuals26.63%
  • Corporations / Businesses1.53%
  • Charitable Organizations0.76%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Kondo Wealth Advisors, Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2015. The firm serves individuals and families and combines financial planning with portfolio management for individuals, small businesses and institutional clients. Its compensation options include asset-based fees, hourly charges and fixed fees. Kondo also operates broker-dealer and insurance broker activities alongside its advisory business.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 10%, US Government Bonds 3%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities10%
  • US Government Bonds3%
  • Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents2%

Owners & executives

2 of 2
  • Joanie Morioka

    Joanie Morioka

    Chief Compliance OfficerCRD 4834264

  • Akemi Dalvi

    Akemi Dalvi

    President, CEOCRD 5617765

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 41

Active vs passive

$272M in ETFs

Passive

52%

$141M

Active

48%

$130M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$54.8M329,46220.15%
Unlock additional holdings →

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
921 E Green St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth