Arroyo Investment Group, LLC

RIASEC RegisteredEst. 2004
Total AUM
$319M
Discretionary
$317M
99% of AUM
Avg account
$321K
Accounts
995
Employees
8
Advisory reps
8

Firm details

Headquarters
Pasadena, California
CRD number
130243
Registered since
March 3, 2004
Fee structure
Percentage of AUM
Client types
  • HNWI79.85%
  • Individuals19.67%
  • Charitable Organizations0.48%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Arroyo Investment Group, LLC is an independent registered investment adviser organized as an LLC and operating since 2004. The firm serves both individual/family and institutional clients, charging fees based on a percentage of assets under management. Its stated advisory activity centers on portfolio management for individuals and small businesses. Filings indicate the firm has at least one related adviser and lists industry affiliations that include broker-dealer relationships and other investment-adviser arrangements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Contacts

3 of 8
  • Gabrielle Stapleton

    Gabrielle Stapleton

    Managing DirectorCRD 6862824

  • Daniel Watson

    Daniel Watson

    Capital ResearchCRD 6586201

  • Lisa Taddeo

    Lisa Taddeo

    Vice President of OperationsCRD 2039288

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
15 S Raymond Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth