ARROYO INVESTMENT GROUP, LLC

RIASEC RegisteredEst. 2004
Total AUM
$319M
Discretionary
$317M
99% of AUM
Avg account
$321K
Accounts
995
Employees
8
Advisory reps
8

Firm details

Headquarters
PASADENA, California
CRD number
130243
Registered since
March 3, 2004
Fee structure
Percentage of AUM
Client types
  • HNWI79.85%
  • Individuals19.67%
  • Charitable Organizations0.48%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Arroyo Investment Group, LLC is a privately owned advisory corporation that has been SEC-registered since 2004. The firm serves both individual and family clients and institutional accounts, focusing its advisory work on portfolio management for individuals and small businesses. It charges clients on a percentage-of-assets-under-management basis and operates with a related-adviser structure and affiliations with a broker-dealer and other investment adviser entities. Arroyo does not identify as an active ESG investor and is not characterized as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Contacts

3 of 8
  • Gabrielle Stapleton

    Managing DirectorCRD 6862824

  • Daniel Watson

    Capital ResearchCRD 6586201

  • LISA TADDEO

    Vice President of OperationsCRD 2039288

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PASADENA, CA

LOS ANGELES

Location

PASADENA, CA

Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
15 S Raymond Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth